Legal


In this section ICMA members can find guidance on any legal query they might have.

ICMA Legal & Regulatory Helpdesk

+44 20 7213 0341 or +41 44 360 5237
For legal enquiries: legalhelpdesk@icmagroup.org
For market practice and regulatory policy queries: regulatoryhelpdesk@icmagroup.org


ICMA competition law guidelines

Access to this section is restricted to ICMA members.


Conciliation & arbitration proceedings

Conciliation and arbitration proceedings are available to members and other interested parties with regard to disputes arising out of transactions in international securities regulated by ICMA as well as disputes between a member and the Association in respect of certain matters arising out of ICMA’s statutes, by laws, rules and recommendations.


Disciplinary proceedings

ICMA's disciplinary proceedings deal with disciplinary matters resulting from misconduct on the part of an ICMA member. Misconduct is defined as a breach or contravention of ICMA's statutes, by-laws or rules or any other conduct on the part of a member which causes substantial damage to the interests of ICMA.



For any further information please contact legal@icmagroup.org
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ICMA members register
ICMA rule book
ICMA legal opinion
ICMA legal queries

ICMA Executive Education